Finra qualified Compliance Officer - Compensation: based on expe
Full service brokerage firm located in Nassau County Long Island looking for an experienced compliance officer to assist compliance department in everyday operations Finra audits supervision of salesforce for compliance to Finra regualtions filiing reports to Finra in a timely basis and visiting off site branches to audit their compliance. If you have at least 5 years experience and have required Finra license please call 516-750-6215. You will work out of the main office in Nassau County and report directly to the CEO.
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